Merrill Lynch Settles SEC Charges with $7.5 Million Penalty

AI-generated NewsSnap summary based on source reporting.
Published: 2026-06-29
Category: us
Source: FX News Group
Original source

The Securities and Exchange Commission has announced that Merrill Lynch, a registered broker-dealer, will pay a $7.5 million penalty. This settlement resolves charges brought by the SEC against the firm for undisclosed issues.

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